The U.S. Securities and Exchange Commission’s Rule Rule 606 requires all broker-dealers (including introducing firms) that route customer orders in equity and option securities to make publicly available quarterly reports that, among other things, identify the venues to which customer orders are routed for execution and also disclose the material aspects of the broker-dealer’s relationship with such venues. This information is available on through the link below, or upon customer written request a hard copy will be provided.
